Connected successfully Syllabus || SNS Courseware
Subject Details
Dept     : Management Studies
Sem      : 3
Regul    : 2023
Faculty : Mr. M. Gowtham
phone  : NIL
E-mail  : gowthammahendran4834@gmail.com
88
Page views
20
Files
2
Videos
2
R.Links

Icon
Syllabus

UNIT
1
MERCHANT BANKING

Introduction – Merchant Banking in India – Recent Developments and Challenges ahead – merchant banking services offered by banks – NBFC’S offering merchant banking – Legal and Regulatory Framework – Relevant Provisions of Companies Act- SEBI guidelines.

UNIT
2
ISSUE MANAGEMENT

Role of Merchant Banker in Appraisal of Projects, Designing Capital Structure and Instruments – Issue Pricing – Book Building – Preparation of Prospectus Selection of Bankers - Role of Registrars –Bankers to the Issue, Underwriters, and Brokers. – Offer for Sale – Green Shoe Option – E-IPO, Private Placement – Bought out Deals

UNIT
3
LEASE AND HIRE PURCHASE

Meaning and Types of leasing – Legislative frameworks – Matters on Depreciation and Tax – Problems on leasing – Hire Purchasing – Concepts and features – Tax and Depreciation implications – Problems on Hire Purchasing.

UNIT
4
CREDIT RATING AND MUTUAL FUNDS

Credit Rating - Definition and meaning – Process of credit rating of financial instruments-Rating methodology-Rating agencies-Rating Symbols of different companies- Role of SEBI. Mutual Funds - Concept - Types - Nature – NAV – Trends in Indian Mutual Fund Market -Regulatory Framework and Role of SEBI.

UNIT
5
OTHER FINANCIAL INSTITUTIONS

Other Financial Institutions: NBFC- Public Financial Institutions- Foreign Institutional Investors, Global Banking- Basel Norms:Recent Trends

Reference Book:

1.NaliniPravaTripathy, “Financial Services”, PHI Learning, 2020 (Units - I, II, III, IV & V). 2.Machiraju, “Indian Financial System”, Vikas Publishing House, 3rd Edition, 2021 (Units - III, IV & V). 3.Sasidharan, “Financial Services and System”, Tata McGraw Hill, New Delhi, 3rd Edition, 2021. (Units - I, II, III, IV).

Text Book:

1. M.Y.Khan, “Financial Services”, Tata McGraw-Hill, 10th Edition, 2019 (Units - I, II, III, IV & V). 2.Madura, “Financial Institutions & Markets”, 10th edition, Cengage, 2021. (Units - I, II, III, IV & V).